04/05/22 10:00 AMLocation : SD-538
Hearings to examine insider trading legislation, focusing on fair markets, including S.3990, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information, H.R.6553, to promote a 21st century artificial intelligence workforce, S.3730, to ensure a complete analysis of the potential impacts of rules on small entities, S.3980, to require the Securities and Exchange Commission to carry out a study of the costs associated with small- and medium-sized companies to undertake initial public offerings, S.3919, to amend the Securities Exchange Act of 1934 to provide that an issuer that is required to file certain quarterly reports may elect to file those reports semiannually, S.3923, to amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to repeal certain provisions requiring non-material disclosure, S.3945, to amend the Securities Exchange Act of 1934 to address the solicitation of proxy with respect to securities, S.3097, to amend the Securities Exchange Act of 1934 to allow for the registration of venture exchanges, S.3976, to amend the Investment Company Act of 1940 to address entities that are not considered to be investment companies for the purposes of that Act, S.3914, to require the Securities and Exchange Commission to revise the definition of a qualifying investment, for purposes of the exemption from registration for venture capital fund advisers under the Investment Advisers Act of 1940, to include an equity security issued by a qualifying portfolio company and to include an investment in another venture capital fund, S.3939, to amend the Securities Act of 1933 to provide small issuers with a micro-offering exemption free of mandated disclosures or offering filings, but subject to the antifraud provisions of the Federal securities laws, S.3922, to amend the Securities Exchange Act of 1934 to create a safe harbor for finders and private placement brokers, S.3391, to amend the Securities Exchange Act of 1934 to establish a registration exemption for merger and acquisition brokers, S.3931, to require the Securities and Exchange Commission to extend exemptions for securities offered as part of employee pay to other individuals providing goods for sale, labor, or services for remuneration, S.3948, to amend the Investment Company Act of 1940 to prohibit limitations on closed-end companies investing in private funds, S.3967, to amend the Securities Act of 1933 to preempt State securities law requiring registration for secondary transactions, S.3921, to amend the Securities Act of 1933 to expand the definition of a qualifying accredited investor, S.3966, to amend the Securities Act of 1933 to define secondary offerings of Regulation A tier 2 securities as covered securities for purposes of an exemption from State regulation, S.3921, to amend the Securities Act of 1933 to expand the definition of a qualifying accredited investor, S.3631, to prohibit stock trading and ownership by Members of Congress and spouses of Members of Congress, and S.2360, to amend the Securities Exchange Act of 1934 to require the Securities and Exchange Commission to issue rules that prohibit officers and directors of certain companies from trading securities in anticipation of a current report.
