Presidential Elections: Vacancies in Major-Party Candidacies and the Position of President-Elect (CRS Report for Congress)
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Release Date |
Revised Oct. 9, 2020 |
Report Number |
R44648 |
Report Type |
Report |
Authors |
Thomas H. Neale,Specialist in American National Government |
Source Agency |
Congressional Research Service |
Older Revisions |
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Summary:
What would happen in 2016 if a candidate for President or Vice President were to die or leave the
ticket any time between the national party conventions and the November 8 election day? What
would happen if this occurred during presidential transition, either between election day and the
December 19, 2016, meeting of the electoral college; or between December 19 and the
inauguration of the President and Vice President on January 20, 2017? Procedures to fill these
vacancies differ depending on when they occur.
During the Election Campaign—Between the National Party Nominating Conventions and
the Election. After the conventions, which are usually held in July or August, and election day,
November 8 in 2016, political party rules apply. For the Democrats, the Democratic National
Committee would select a replacement; for the Republicans, the Republican National Committee
would select replacement, or it could reconvene the national convention to perform this task.
Between the Election and the Electoral College Meeting. On election day, voters choose
members of the electoral college, which formally selects the President- and Vice President-elect
several weeks later (December 19 in 2016). Although the transition has begun, party rules still
apply: a replacement candidate would be chosen by the national committees of either party, or by
a reassembled Republican National Convention.
Between the Electoral College Meeting and Inauguration. The balance of scholarly opinion
holds that the President- and Vice President-elect are chosen once the electoral votes are cast. The
electoral votes are counted and declared by a joint session of Congress, held January 6 of the year
following the election, although Congress occasionally sets a different date for the joint session.
During this period, succession is covered by the 20th Amendment to the Constitution: if the
President-elect dies, the Vice President-elect becomes President-elect. Although the amendment
does not specifically address the issues of disability, disqualification, or resignation during this
period, its language, “failure to qualify,” could arguably be interpreted to cover such
contingencies. Vacancies in the position of Vice President-elect are not mentioned in the 20th
Amendment; they would be covered after the inauguration by the 25th Amendment.
If no person qualifies as President or Vice President by inauguration day, then the Succession Act
(3 U.S.C. 19) applies: the Speaker of the House of Representatives, the President pro tempore of
the Senate, and duly confirmed Cabinet officers, in that order, would act as President.
Following the events of September 11, 2001, concern about the possibility of terrorist attacks at
the inauguration led to proposals to safeguard the line of presidential succession during the
swearing-in ceremony, especially during a change of administrations. Most involve a “designated
survivor,” a constitutionally eligible successor who would stay away from the ceremony in order
to safeguard continuity in the office of the President. One option would be for an elected official
in the line of succession, such as the Speaker of the House of Representatives or President protempore
of the Senate, to be absent from the ceremony. During a change of administrations, a
Cabinet secretary of the new administration could be confirmed by the Senate and installed prior
to the inauguration, or a Cabinet secretary from the outgoing administration could remain in
office until after the inauguration. In either case, the designated survivor would be absent from
the ceremony. Related precautions have been taken since the presidential inauguration of 2009. In
that year, Defense Secretary Robert M. Gates, a George W. Bush appointee who remained in
office in the Barrack H. Obama Administration, did not attend the inauguration ceremony. In
2013, Veterans Affairs Secretary Eric Shinseki stayed away from the swearing-in.